SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Brookfield Asset Management Inc. (acting as the Institutional Investment Manager) for the reporting period ended March 31, 2014. The report was signed on May 15, 2014, by A.J. Silber, Vice President of Legal Affairs. This filing consolidates holdings for the primary manager and two other included managers: Brookfield Investment Management Inc. and Brookfield Asset Management Private Institutional Capital Adviser (Canada) LP.
Key Financial Metrics
As a Form 13F-HR, this document reports equity holdings rather than the operating financial performance (revenue, profit, cash flow) of the manager itself. The key metrics provided relate to the portfolio composition:
- Total Portfolio Value: $23,099,874,000 (reported in thousands).
- Total Number of Holdings: 172 entries.
- Number of Included Managers: 2 additional managers included in this consolidated report.
Note: The filing text does not provide values for revenue, profit, margins, debt, or liquidity as these are not required disclosures in a Form 13F-HR.
Material Changes
The filing text does not provide comparative data against the prior quarter (December 31, 2013) to determine material changes in holdings or portfolio value. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, or specific risk factors regarding the manager's operations. The standard disclaimer notes that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of approximately $23.1 billion against the manager's public disclosures for Q1 2014.
- Confirm the specific equity positions within the 172 reported entries to assess sector concentration.
- Review the filings of the two included managers (Brookfield Investment Management Inc. and Brookfield Asset Management Private Institutional Capital Adviser) to ensure no double-counting or omitted holdings.
- Note that this report covers only equity securities; it does not reflect debt, private equity, or real estate holdings which may be significant for Brookfield Corp.