SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Bank of New York Mellon Corp for the quarter ended September 30, 2023. The report discloses the equity holdings of the institutional investment manager and its affiliated managers. The filing was signed by Andrew Weiser, Attorney-In-Fact, on October 24, 2023.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financial performance (revenue, profit, cash flow) of the Bank of New York Mellon Corp itself. The following metrics relate to the reported investment portfolio:
- Total Portfolio Value: $454,998,984,540
- Total Number of Holdings: 29,214 entries
- Number of Included Managers: 28 (including the primary filer and 27 other managers)
Note: The filing text does not provide values for revenue, profit, margins, debt, or liquidity for the Bank of New York Mellon Corp.
Material Changes and Portfolio Composition
This filing is a combination report, indicating that a portion of the holdings are reported by other managers. The report aggregates data from 28 distinct managers, including:
- Centersquare Investment Management LLC
- Fayez Sarofim & Co
- Neuberger Berman Group LLC
- BNY Mellon Trust of Delaware
- Mellon Investments Corporation
- Newton Investment Management Limited
The filing does not provide a comparative table of changes versus the prior quarter (June 30, 2023) within the provided text; it only lists the aggregate holdings as of the reporting date.
Guidance, Outlook, and Risks
The filing text does not contain management commentary, forward-looking guidance, or specific risk factors regarding the Bank of New York Mellon Corp's operations. The standard SEC disclaimer states that the Commission has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total reported value of $454.99 billion against the firm's total assets under management (AUM) reported in their 10-Q or 10-K filings to understand the scope of this specific 13F report.
- Note that this report covers 28 different managers; investors should determine which specific sub-managers hold the assets relevant to their analysis.
- Confirm that the 29,214 holdings represent only equity securities, as Form 13F does not typically include fixed income, derivatives, or cash positions.
- Check the filing date of October 24, 2023 to ensure the data reflects the most recent quarter-end positions available.