SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR (Holdings Report) submitted by Bank of New York Mellon Corp for the quarter ended June 30, 2016. The report was signed on August 1, 2016, by Nicholas R. Darrow, Senior Vice President. It is a combination report covering the holdings of the primary manager and 38 other included institutional investment managers.
Key Financial Metrics
As a Form 13F filing, this document reports investment holdings rather than the operating financial performance (revenue, profit, cash flow) of the Bank of New York Mellon Corp itself. The filing provides the following aggregate data regarding the reported portfolios:
- Total Value of Reported Holdings: $327,606,245,000 (327,606,245 thousands)
- Total Number of Holdings Entries: 23,570
- Number of Other Included Managers: 38
Note: The filing text does not provide values for revenue, profit, margins, debt, or liquidity for the Bank of New York Mellon Corp.
Material Changes
The filing text does not provide comparative data for the prior period (e.g., March 31, 2016) to calculate material changes in holdings value or composition. The document lists the current quarter's aggregate totals and the roster of included managers but does not explicitly detail period-over-period variances in the summary section.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, or specific risk factors regarding the company's operations. The document includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total reported assets under management ($327.6 billion) against the company's official quarterly earnings release to distinguish between client assets and corporate assets.
- Confirm the list of 38 "Other Included Managers" to understand the scope of the consolidated reporting.
- Note that this filing reflects investment positions held by the firm's asset management subsidiaries, not the firm's own balance sheet liabilities or equity.
- Check the filing date (August 1, 2016) to ensure it aligns with the regulatory deadline for the June 30, 2016 quarter.