SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: Bank of New York Mellon Corp
Reporting Period: Quarter ended June 30, 2014
Filing Date: August 12, 2014
Report Type: 13F Combination Report (includes holdings for the reporting manager and 40 other included managers).
Key Financial Metrics
Note: Form 13F filings disclose equity holdings and do not report the issuer's operational financials (revenue, profit, cash flow, debt, or margins).
- Total Value of Reported Securities: $371,317,177,000 (371.3 billion USD)
- Total Number of Holdings Entries: 22,271
- Number of Other Included Managers: 40
Material Changes and Disclosures
- Lehman Bankruptcy Exclusion: Certain Section 13(f) securities subject to the Lehman bankruptcy proceeding have been omitted. BNY Mellon states it has no investment discretion over these securities and will include them in future filings.
- Administrative Update: BNY Mellon has initiated the process to obtain 13F File Numbers for 5 of the "Other Included Managers" listed in this report.
- Comparison to Prior Period: The filing text does not provide comparative data against the prior quarter to determine material changes in holdings value or count.
Guidance, Outlook, and Risks
This filing is a regulatory disclosure of equity holdings and does not contain management guidance, future outlook, or operational risk commentary regarding Bank of New York Mellon Corp's own business performance. The primary risk disclosed is the temporary exclusion of securities related to the Lehman bankruptcy proceedings.
Investor Verification Checklist
- Verify the total value of $371.3 billion represents the aggregate holdings of BNY Mellon and its 40 included managers, not just BNY Mellon's proprietary assets.
- Confirm the status of the 5 "Other Included Managers" currently undergoing the 13F File Number assignment process.
- Review future filings for the inclusion of securities previously omitted due to the Lehman bankruptcy proceedings.
- Note that this document does not contain BNY Mellon's own financial results (e.g., Q2 2014 earnings); refer to Form 10-Q for operational metrics.