Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Equitable Holdings, Inc., an institutional investment manager, for the quarter ended December 31, 2020. The report was signed on February 8, 2021, by Anthony Bruccoleri, Lead Director of Equitable Life Insurance Company. The filing covers the manager's own holdings as well as those of two other included managers: Equitable Investment Management Group, LLC and Equitable Advisors, LLC.
Key Financial Metrics
As a Form 13F filing, this document reports investment holdings rather than the operating financial performance (revenue, profit, cash flow) of Equitable Holdings, Inc. itself. Key metrics from the filing include:
- Total Value of Reported Holdings: $4,393,013,000 (4,393,013 thousands).
- Total Number of Holdings Entries: 775.
- Number of Other Included Managers: 2.
The filing text does not provide data on revenue, profit margins, debt, or liquidity for Equitable Holdings, Inc., as these are not required in a 13F report.
Material Changes
The filing text does not provide comparative data for the prior period (e.g., September 30, 2020) to calculate material changes in holdings value or composition. The document lists the total value and entry count for the current period only.
Guidance, Outlook, and Risks
This filing contains no management commentary, forward-looking guidance, risk factors, or discussion of contingencies. It is a statutory disclosure of securities holdings. The document includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Important Facts for Investor Verification
- Verify the total reported assets under management ($4.39 billion) against the company's broader 10-Q or 10-K filings to understand the proportion of total assets represented here.
- Note that this report aggregates holdings for Equitable Holdings, Inc. and two subsidiaries/affiliates (Equitable Investment Management Group, LLC and Equitable Advisors, LLC).
- Confirm the specific composition of the 775 holdings entries in the full schedule of the filing, as the summary text does not list individual securities.
- Recognize that this document does not reflect the insurance or operating performance of Equitable Holdings, Inc., only its investment portfolio.