SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager, for the quarter ended June 30, 2020. The report was signed on August 14, 2020, by Corey G. Prestidge, Executive Vice President, General Counsel, and Secretary. This filing consolidates holdings for Hilltop Holdings Inc. and four other included managers: PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, and HILLTOP SECURITIES INC.
Key Financial Metrics
As a Form 13F-HR, this document reports equity holdings rather than the operating financial performance of the manager itself. Consequently, the filing does not provide data on revenue, profit, cash flow, margins, debt, or liquidity for Hilltop Holdings Inc.
- Total Value of Reported Holdings: $541,543,000 (reported in thousands).
- Total Number of Holdings Entries: 608.
- Number of Included Managers: 4 (in addition to the filing manager).
Material Changes
The filing text does not provide comparative data for the prior period (March 31, 2020) or detail specific material changes in holdings volume or value. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
Form 13F filings are statutory disclosures of equity positions and do not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the manager's future operations. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Scope of Report: Verify that the $541.5 million total value represents the aggregate equity holdings of Hilltop Holdings Inc. and its four affiliated managers, not the total assets under management (AUM) or the company's own balance sheet.
- Holdings Composition: The filing lists 608 individual entries; investors should review the full schedule (not included in this summary text) to understand the specific securities held.
- Manager Structure: Confirm the relationship between Hilltop Holdings Inc. and the four other included managers (PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, HILLTOP SECURITIES INC.) to understand the consolidated nature of the reported portfolio.
- Missing Data: Note that this filing does not disclose the company's own financial health, loan portfolio performance, or capital adequacy ratios.