SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager based in Dallas, TX. The report covers the calendar quarter ended December 31, 2019, and was signed on February 14, 2020. The filing includes holdings for Hilltop Holdings Inc. and four other included managers: PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, and HILLTOP SECURITIES INC.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's operational financial performance (revenue, profit, cash flow, or debt). The following portfolio metrics are disclosed:
- Total Portfolio Value: $534,977,000 (reported in thousands).
- Total Number of Holdings: 644 entries.
- Number of Included Managers: 4 additional managers besides the primary filer.
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for Hilltop Holdings Inc. itself, as these are not required in a 13F report.
Material Changes
The filing text does not provide comparative data for the prior period (e.g., Q3 2019) to calculate material changes in portfolio value or composition. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's business operations. It strictly lists securities held for investment purposes.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $535 million against the company's most recent 10-Q or 10-K for context on asset allocation.
- Confirm the list of 644 specific holdings to understand the investment strategy and sector exposure.
- Note that this report aggregates data for five distinct entities under the Hilltop/PlainsCapital umbrella.
- Check the filing date (Feb 14, 2020) to ensure the data reflects the market conditions of late 2019.