SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager based in Dallas, TX. The report covers the calendar quarter ended June 30, 2019, and was signed on August 14, 2019, by Corey G. Prestidge, Executive Vice President, General Counsel, and Secretary.
The report includes holdings for Hilltop Holdings Inc. and four other included managers: PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, and HILLTOP SECURITIES INC.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's operational financial performance (revenue, profit, cash flow, or debt). The following portfolio metrics are disclosed:
- Total Portfolio Value: $471,730,000 (reported as 471,730 in thousands).
- Total Number of Holdings: 600 entries.
- Number of Included Managers: 4 additional managers included in this consolidated report.
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for Hilltop Holdings Inc. itself, as this form is strictly for reporting investment holdings.
Material Changes
The filing text does not provide comparative data against the prior period (March 31, 2019) to determine material changes in portfolio value or composition. The document serves as a snapshot of holdings as of June 30, 2019.
Guidance, Outlook, and Risks
This filing contains no management commentary, forward-looking guidance, risk factors, or discussion of contingencies. It is a regulatory disclosure of securities held by the investment manager.
Key Facts for Investor Verification
- Verify the total portfolio value of $471.73 million represents the aggregate holdings of Hilltop Holdings Inc. and the four affiliated managers listed.
- Confirm the reporting period is strictly the quarter ended June 30, 2019.
- Note that this document does not reflect Hilltop Holdings Inc.'s own financial health (e.g., earnings or balance sheet); investors must refer to 10-Q or 10-K filings for operational metrics.
- Check the specific list of 600 holdings (not included in this summary text) to understand the asset allocation and concentration risks.