SEC Filing Summary: Five Oaks Investment Corp.
Business Context and Reporting Period
This Form 8-K was filed by Five Oaks Investment Corp. on May 10, 2017. The filing serves as a current report to announce the Company's financial results for the fiscal quarter ended March 31, 2017. The registrant is identified as an emerging growth company.
Key Financial Metrics
The filing text does not provide specific numerical values for revenue, profit, cash flow, margins, debt, or liquidity. The document acts as a reference vehicle, incorporating the actual financial data by reference to attached exhibits (Exhibit 99.1: Press Release; Exhibit 99.2: Earnings Presentation) rather than listing the figures within the 8-K body.
Material Changes
No specific material changes or comparative financial data are detailed in the text of this filing. The report indicates that the Company issued a press release and an earnings presentation containing these details, but the 8-K itself does not summarize the variances versus the prior period.
Guidance, Outlook, and Risks
The filing references an "Earnings and Performance Highlights Presentation" (Exhibit 99.2) which likely contains management commentary and outlook, but the text of the 8-K does not summarize these points. The filing includes standard legal disclaimers stating that the information in the exhibits is not deemed "filed" under Section 18 of the Exchange Act and is not subject to the liabilities of that section unless expressly incorporated by reference in another filing.
Investor Verification Checklist
- Review Exhibit 99.1 (Press Release) for specific Q1 2017 financial results, including net income, FFO, and portfolio yield.
- Review Exhibit 99.2 (Earnings Presentation) for management's outlook, guidance, and discussion of market conditions.
- Verify the Company's status as an emerging growth company and any implications for financial reporting standards.
- Confirm that the financial data in the exhibits has been reconciled with the Company's official 10-Q filing for the period ended March 31, 2017.