Pennantpark Floating Rate Capital Ltd. current report, 27 November 2017

Business Context and Reporting Period

This Form 8-K Current Report was filed by PennantPark Floating Rate Capital Ltd. on November 27, 2017. The filing addresses a corporate governance and market access event rather than a standard financial reporting period.

Key Financial Metrics

The filing text does not provide specific values for revenue, profit, cash flow, margins, debt, or liquidity. Item 9.01 explicitly states that no financial statements or pro forma financial information are included in this report.

Material Changes

The primary material change reported is the approval of the Company's common stock for dual listing on the Tel Aviv Stock Exchange (TASE). The Company will maintain its existing listing on NASDAQ. No new shares are being issued in connection with this event.

Guidance, Outlook, and Risks

Trading on the TASE is expected to commence on or about Tuesday, November 28, 2017, under the ticker symbol PFLT. The filing includes standard forward-looking statements disclaiming guarantees of future performance and noting that actual results may differ due to various risks and uncertainties. The Company undertakes no duty to update these statements.

Investor Verification Checklist

  • Confirm the commencement of trading on the Tel Aviv Stock Exchange under ticker PFLT.
  • Verify that the NASDAQ listing remains active and unchanged.
  • Review the attached press release (Exhibit 99.1) for additional details on the dual listing.
  • Note that this filing contains no new financial data or capital raise activities.