SPROTT INC. institutional holdings, Q4 FY2021

Abrir documento

SEC Filing Summary: SPROTT INC. (Form 13F-HR)

Business Context and Reporting Period

This filing is a Form 13F-HR submitted by Sprott Inc., an institutional investment manager, for the reporting period ended December 31, 2021. The report was signed by Thomas W. Ulrich, Chief Compliance Officer, on February 11, 2022. The filing covers the manager's equity holdings as of the quarter-end date.

Key Financial Metrics

As a Form 13F filing, this document reports portfolio holdings rather than the operating financial performance (revenue, profit, cash flow) of Sprott Inc. itself. Key portfolio metrics include:

  • Total Portfolio Value: $1,551,626,000 (reported as 1,551,626 in thousands).
  • Total Number of Holdings: 141 entries.
  • Other Included Managers: 0 (No other managers are included in this report).

Note: The filing text does not provide data on Sprott Inc.'s revenue, profit margins, debt, or liquidity, as these are not required in a 13F-HR.

Material Changes

The provided text contains only the cover page and summary totals. It does not include the detailed schedule of holdings or comparative data from the prior period (September 30, 2021). Therefore, specific material changes in individual positions or total portfolio composition cannot be determined from this excerpt.

Guidance, Outlook, and Risks

This filing type does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's future operations. It is a statutory disclosure of current equity holdings.

Investor Verification Checklist

  • Verify the total portfolio value of approximately $1.55 billion against the detailed holdings schedule (not included in this text).
  • Confirm the 141 reported holdings to understand the diversification and sector exposure of Sprott Inc.'s managed accounts.
  • Check subsequent filings to track changes in the portfolio composition following the December 31, 2021 period.
  • Note that this report reflects holdings managed by Sprott Inc., not necessarily the company's own balance sheet assets.