UBS Group AG Form 13F-HR Summary
Business Context and Reporting Period
This filing is a Form 13F-HR (Holdings Report) submitted by UBS Group AG, an institutional investment manager. The report covers the calendar quarter ended December 31, 2019, and was signed on February 14, 2020. The filing represents a combination report, meaning it includes holdings reported by UBS Group AG and several other affiliated managers.
Key Financial Metrics
As a Form 13F filing, this document discloses equity holdings rather than the issuer's operational financial performance (revenue, profit, cash flow, or debt). The following aggregate portfolio metrics are reported:
- Total Portfolio Value: $287,399,892,000 (reported as 287,399,892 in thousands).
- Total Number of Holdings: 13,930 entries.
- Reporting Managers Included: 3 other managers in addition to UBS Group AG.
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for UBS Group AG itself, as this form is strictly for disclosing investment holdings.
Material Changes and Portfolio Composition
The filing aggregates holdings across multiple entities. The report includes holdings for the following additional managers:
- UBS Financial Services Inc. (File No. 028-11496)
- UBS Swiss Financial Advisors AG (File No. 028-11603)
- UBS AG New York Branch (File No. 028-07344)
- UBS Asset Management (Americas) Inc. (File No. 028-02682)
- UBS O'Connor LLC (File No. 028-06327)
The provided text does not contain a comparative table of holdings versus the prior quarter (September 30, 2019), so specific material changes in individual positions cannot be determined from this summary.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, or risk factors regarding the business operations of UBS Group AG. It is a regulatory disclosure of securities held at the end of the reporting period.
Key Facts for Investor Verification
- Verify the total reported value of $287.4 billion represents the aggregate equity holdings of the specified group of managers, not the total assets of UBS Group AG.
- Confirm that the 13,930 holdings include positions across multiple affiliated entities (e.g., UBS Financial Services Inc., UBS Swiss Financial Advisors AG).
- Note that this document does not disclose derivatives, fixed income, or cash positions, only reportable equity securities.
- Check the specific "Information Table" (not included in this text summary) for details on individual stock positions and voting authority.