SEC Filing Summary: UBS Group AG (Form 13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by UBS Group AG, an institutional investment manager, for the quarter ended June 30, 2015. The report was signed on August 14, 2015, by Debra Cho, Director of Compliance and Operational Risk Control. The filing covers holdings managed by UBS Group AG and includes three other affiliated managers: UBS Financial Services Inc., UBS Swiss Financial Advisors AG, and UBS AG New York Branch.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's own financial performance (revenue, profit, or cash flow). The key metrics provided are:
- Total Value of Reported Holdings: $150,455,061,000 (reported as 150,455,061 in thousands).
- Total Number of Holdings Entries: 14,890.
- Number of Included Managers: 3 (in addition to the primary filer).
The filing text does not provide data on UBS Group AG's own revenue, profit margins, debt levels, or liquidity, as this form is designed to disclose investment positions held by the manager, not the manager's corporate financial statements.
Material Changes
The filing text does not provide comparative data for the prior period (March 31, 2015) or detail specific material changes in holdings values or quantities. It only presents the aggregate totals for the current reporting period.
Guidance, Outlook, and Risks
This form does not contain management commentary, future guidance, risk factors, or contingencies regarding UBS Group AG's business operations. It is a regulatory disclosure of investment holdings. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total reported asset value of approximately $150.5 billion against UBS's broader quarterly earnings reports to understand the proportion of assets under management disclosed here.
- Note that this report aggregates holdings for four distinct entities under the UBS Group AG umbrella.
- Confirm that the 14,890 entries represent the total count of individual security positions held across all included managers.
- Recognize that this document does not reflect UBS Group AG's own balance sheet, income statement, or cash flow.