UBS Group AG Form 13F-HR Summary
Business Context and Reporting Period
This filing is a Form 13F-HR (Holdings Report) submitted by UBS Group AG for the quarter ended September 30, 2024. The report was signed on November 14, 2024, by Andrew Johnson, Head Group Shareholding Reporting. It is a combination report covering holdings managed by UBS Group AG and 16 other included managers, including various UBS subsidiaries and former Credit Suisse entities.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the issuer's operational financial performance (revenue, profit, cash flow, or debt). The following metrics relate to the reported portfolio:
- Total Portfolio Value: $459,013,256,203 (rounded to the nearest dollar).
- Total Number of Holdings: 22,560 entries.
- Number of Included Managers: 16 additional managers reported alongside the primary filer.
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for UBS Group AG itself, as these are not required in a 13F-HR.
Material Changes and Portfolio Composition
The report aggregates holdings across a global network of entities. Notable included managers in this combination report include:
- UBS Financial Services Inc
- Credit Suisse International
- Credit Suisse Securities (USA) LLC
- UBS AG and UBS Switzerland AG
- Various regional entities including UBS Europe SE, UBS Bank (Canada), and UBS Brasil.
The filing does not provide a comparative table of changes versus the prior quarter (June 30, 2024) within the provided text; it only lists the total holdings as of the reporting date.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, or specific risk factors regarding the company's future operations. The standard SEC disclaimer applies: the Commission has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total reported equity exposure of approximately $459 billion against UBS's broader asset management and proprietary trading disclosures in other filings (e.g., 10-K or 10-Q).
- Confirm the integration of former Credit Suisse entities (e.g., Credit Suisse International, Credit Suisse Securities (USA) LLC) into the consolidated reporting structure.
- Note that this report covers only equity securities with reportable positions; it excludes derivatives, fixed income, and cash positions.
- Check the specific holdings list (not included in this summary text) to identify top 10 positions and sector concentrations.