SEC Filing Summary: Westwood Holdings Group Inc (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Westwood Holdings Group Inc, an institutional investment manager based in Dallas, TX. The report covers the quarter ended September 30, 2019, and was signed by Murray Forbes III (CFO) on November 14, 2019. The report includes holdings for the primary manager and 3 other included managers: Westwood Management Corp, Westwood International Advisors Inc., and Westwood Trust.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the operating financial performance of the manager itself. Key portfolio metrics include:
- Total Portfolio Value: $9,050,474,000 (reported in thousands).
- Total Number of Holdings: 470 entries.
- Revenue, Profit, Cash Flow, Debt, and Margins: The filing text does not provide a clear value for these operating metrics as they are not required in a 13F-HR report.
Material Changes
The filing text does not provide a clear value for material changes versus the prior comparable period. Form 13F reports list current holdings but do not explicitly detail period-over-period changes in the summary section provided.
Guidance, Outlook, and Risks
The filing text does not provide a clear value for guidance, outlook, management commentary, risks, contingencies, or unusual items. This form is a statutory disclosure of holdings and does not contain forward-looking statements or risk factors regarding the manager's operations.
Investor Verification Checklist
- Verify the total reported value of $9.05 billion against the sum of individual security holdings in the full schedule.
- Confirm the inclusion of the 3 additional managers (Westwood Management Corp, Westwood International Advisors Inc., Westwood Trust) to ensure the aggregate portfolio size is accurate.
- Review the full list of 470 holdings to identify top concentrations and sector allocations not detailed in this summary.
- Note that this filing reflects holdings as of September 30, 2019, and does not reflect subsequent trading activity.