SEC Filing Summary: Westwood Holdings Group Inc (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Westwood Holdings Group Inc, an institutional investment manager based in Dallas, TX. The report covers the quarter ended June 30, 2017, and was signed by Tiffany B. Kice (CFO) on August 15, 2017. The report includes holdings for the primary manager and three other included managers: Westwood Management Corp, Westwood International Advisors Inc., and Westwood Trust.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the operating financial performance of the manager itself. Consequently, revenue, profit, cash flow, margins, and debt metrics for Westwood Holdings Group Inc are not disclosed in this text.
- Total Reported Holdings Value: $12,270,196,000 (12.27 billion)
- Total Number of Holdings Entries: 505
- Number of Included Managers: 3
Material Changes
The filing text does not provide comparative data for the prior period (March 31, 2017) or detail specific changes in holdings, purchases, or sales. Therefore, material changes versus the prior comparable period cannot be determined from this document.
Guidance, Outlook, and Risks
This filing contains no management commentary, forward-looking guidance, risk factors, or discussion of contingencies. It is a statutory disclosure of long-only equity positions held by the investment manager.
Investor Verification Checklist
- Verify the total value of reported holdings ($12.27 billion) against the firm's latest 10-Q or 10-K to assess asset growth.
- Confirm the specific equity positions within the 505 reported entries to understand sector concentration.
- Review the filings of the three included managers (Westwood Management Corp, Westwood International Advisors Inc., Westwood Trust) to ensure complete coverage of the firm's total assets under management.
- Note that this filing does not reflect short positions, derivatives, or non-equity assets.