SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: NICOLET BANKSHARES INC
Address: 111 N Washington St, Green Bay, WI 54301
Reporting Period: Quarter ended September 30, 2016
Filing Date: October 5, 2016
Signatory: Ann Lawson, CFO
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It does not represent the company's own financial performance or operational results.
Key Financial Metrics
Portfolio Overview:
- Total Value of Reported Holdings: $171,748,000 (171,748 thousands)
- Total Number of Holdings: 162 entries
- Other Included Managers: 0
Operational Financials: The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity. Form 13F filings are limited to reporting investment holdings and do not contain the reporting manager's internal financial statements.
Material Changes
The filing text does not provide a clear value for material changes versus the prior comparable period. This form reports the snapshot of holdings at the end of the quarter but does not explicitly detail period-over-period changes in the summary text provided.
Guidance, Outlook, and Risks
Management Commentary: None provided in this filing type.
Guidance/Outlook: The filing text does not provide a clear value for future guidance or outlook.
Risks and Contingencies: The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness. No specific operational risks or contingencies regarding the manager's business are disclosed in this form.
Key Facts for Investor Verification
- Verify the total portfolio value of $171.7 million against the specific 162 holdings listed in the full schedule (not included in this summary text).
- Confirm that this filing represents the complete holdings of the manager, as indicated by the "13F HOLDINGS REPORT" selection.
- Note that this document does not reflect the financial health of NICOLET BANKSHARES INC as an operating bank, but rather its role as an investment manager.
- Check the signature date (October 5, 2016) to ensure the filing was submitted within the regulatory deadline for the September 30, 2016 quarter.