SEC Filing Summary: Roth CH Acquisition IV Co. (8-K)
Business Context and Reporting Period
This Form 8-K, dated February 13, 2023, reports on the Annual Meeting of Stockholders held by Roth CH Acquisition IV Co. (the "Company"), a Delaware corporation and emerging growth company. The meeting was convened to regain compliance with Nasdaq Listing Rule 5620(a). The Company's securities (Common Stock, Warrants, and Units) trade on The Nasdaq Stock Market LLC under the symbols ROCG, ROCGW, and ROCGU, respectively.
Key Financial Metrics
The filing text does not provide specific financial metrics such as revenue, profit, cash flow, margins, debt, or liquidity. This report focuses exclusively on corporate governance and voting outcomes.
Material Changes and Voting Results
The Company reported the following outcomes from the Annual Meeting:
- Quorum: Proxies were received for 5,111,682 shares, representing approximately 89.45% of the 5,714,749 shares issued and outstanding entitled to vote.
- Director Election Proposal: All six director nominees were re-elected.
- Byron Roth: 4,834,870 votes For; 276,812 votes Withheld.
- John Lipman, Molly Montgomery, Daniel M. Friedberg, Adam Rothstein, and Sam Chawla: Each received 5,111,682 votes For with 0 votes Withheld.
- Auditor Ratification Proposal: Stockholders ratified the appointment of Marcum LLP as the independent registered public accounting firm for the fiscal year ended December 31, 2022.
- Votes For: 5,111,680
- Votes Against: 1
- Abstain: 1
Guidance, Outlook, and Risks
The filing does not contain management commentary on future guidance, outlook, or specific risks beyond the context of regaining Nasdaq listing compliance. The primary purpose of the meeting was to satisfy regulatory listing requirements.
Key Facts for Investor Verification
- Verify the Company's current status regarding Nasdaq listing compliance following the Annual Meeting.
- Confirm the tenure of the re-elected directors and any potential changes to the Board composition.
- Review the Company's proxy statement dated January 27, 2023, for detailed background on the proposals.
- Note that the filing contains no financial performance data; refer to 10-K or 10-Q filings for financial metrics.