SEC Filing Summary: Tompkins Financial Corp (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Tompkins Financial Corp, an institutional investment manager based in Ithaca, NY. The report covers the calendar quarter ended December 31, 2014, and was signed on January 13, 2015, by Lisa A. Leonardo, AVP & TFA Operations Manager.
Key Financial Metrics
As a Form 13F filing, this document discloses equity holdings rather than the company's own operating financials (revenue, profit, cash flow, or debt). The following metrics relate to the reported investment portfolio:
- Total Portfolio Value: $330,929,144 (reported in thousands, representing approximately $330.9 million).
- Total Number of Holdings: 593 entries.
- Other Included Managers: 0 (No other managers are included in this report).
Note: The filing text does not provide data on Tompkins Financial Corp's own revenue, profit margins, liquidity, or debt levels, as this form is strictly for reporting investment holdings.
Material Changes
The filing text does not provide comparative data against the prior period (September 30, 2014) to calculate material changes in portfolio value or composition. It only presents the snapshot of holdings as of December 31, 2014.
Guidance, Outlook, and Risks
Form 13F filings do not contain management commentary, future guidance, risk factors, or contingencies regarding the reporting manager's business operations. The document includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total reported value of $330.9 million against the company's 10-Q or 10-K filings to understand the proportion of assets under management versus total corporate assets.
- Confirm the 593 holdings represent the complete portfolio, as the report indicates no other managers are included.
- Note that this document does not reflect the bank's lending portfolio, deposit base, or net interest margin, which are critical for a financial institution.
- Check the filing date of January 13, 2015 to ensure it meets the regulatory deadline for the Q4 2014 reporting period.