SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: HENNESSY ADVISORS INC
Address: 7250 Redwood Blvd. Suite 200, Novato, CA 94945
Reporting Period: Quarter ended March 31, 2022
Filing Date: May 12, 2022
Signatory: Teresa M. Nilsen, President and Chief Operating Officer
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It is not a restatement or an amendment adding new holdings.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financials (revenue, profit, cash flow) of the management firm itself. The following metrics relate to the reported portfolio:
- Total Portfolio Value: $1,907,827,000 (1,907,827 thousands)
- Total Number of Holdings: 295 entries
- Other Included Managers: 0
Note: The filing text does not provide data on the firm's revenue, profit margins, debt, or liquidity.
Material Changes
The filing text does not provide comparative data for the prior period (December 31, 2021) within this summary page. Therefore, material changes in portfolio value or composition versus the prior comparable period cannot be determined from the provided content.
Guidance, Outlook, and Risks
Guidance and Outlook: Form 13F filings are historical disclosures of holdings and do not contain forward-looking guidance, management commentary on strategy, or future outlooks.
Risks and Contingencies: The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness. No specific risks or contingencies regarding the portfolio are detailed in the provided text.
Investor Verification Checklist
- Verify the total portfolio value of approximately $1.91 billion against the firm's latest 10-K or 10-Q if available.
- Confirm the list of 295 specific holdings in the full Schedule 13F to understand sector concentration.
- Check for subsequent filings (e.g., Q2 2022) to track changes in the portfolio composition.
- Note that this report covers only equity securities; it does not disclose derivatives, fixed income, or cash positions.