SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: HENNESSY ADVISORS INC
Address: 7250 Redwood Blvd. Suite 200, Novato, CA 94945
Reporting Period: Quarter ended June 30, 2026
Filing Date: July 16, 2026
Signatory: Teresa M. Nilsen, President and Chief Operating Officer
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It does not represent the financial performance of Hennessy Advisors Inc. itself, but rather the portfolio it manages.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financials (revenue, profit, cash flow) of the manager. The following portfolio metrics are disclosed:
- Total Portfolio Value: $3,128,618,298
- Total Number of Holdings: 325
- Other Included Managers: 0
Note: Revenue, profit, margins, debt, and liquidity metrics for Hennessy Advisors Inc. are not provided in this filing.
Material Changes
The filing text does not provide comparative data for the prior period (e.g., March 31, 2026) to calculate material changes in portfolio value or composition. The report is a standalone snapshot of holdings as of June 30, 2026.
Guidance, Outlook, and Risks
Management Commentary: None provided. Form 13F filings are statutory disclosures of holdings and do not contain forward-looking guidance or management discussion and analysis.
Risks and Contingencies: The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness. No specific investment risks or contingencies are detailed in the cover page text.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $3.13 billion against the manager's total assets under management (AUM) reported in other filings (e.g., 10-K or 10-Q) to determine if this represents the full AUM or a subset.
- Confirm the 325 holdings count to assess portfolio concentration and diversification.
- Note that this filing covers only equity securities; it does not disclose fixed income, derivatives, or cash positions.
- Check the filing date (July 16, 2026) to ensure it was submitted within the regulatory deadline (typically 45 days after quarter-end).