SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: HENNESSY ADVISORS INC
Address: 7250 Redwood Blvd. Suite 200, Novato, CA 94945
Reporting Period: Quarter ended December 31, 2021
Filing Date: January 24, 2022
Signatory: Teresa M. Nilsen, President and Chief Operating Officer
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It does not represent the financial performance of Hennessy Advisors Inc. itself, but rather the portfolio it manages.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than corporate financial statements. Therefore, metrics such as revenue, profit, cash flow, margins, and debt are not applicable to this specific filing.
| Metric | Value |
|---|---|
| Total Number of Holdings Reported | 272 |
| Total Value of Reported Holdings | $1,760,866,000 (1,760,866 thousands) |
| Other Included Managers | 0 |
Material Changes
The filing text provided contains only the cover page and summary data. It does not include the detailed schedule of holdings or comparative data from the prior quarter. Consequently, specific material changes in individual positions or total portfolio value versus the prior period cannot be determined from this text.
Guidance, Outlook, and Risks
Form 13F filings are historical disclosures of holdings and do not contain management guidance, future outlook, risk factors, or commentary on contingencies. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of approximately $1.76 billion against the firm's latest 10-Q or 10-K if analyzing the firm's own assets under management.
- Review the full Schedule 13F (not included in this text) to identify the top 10 holdings and sector allocation.
- Compare the 272 reported holdings against the previous quarter's filing to assess turnover and significant position changes.
- Confirm that no other managers are included in this report (listed as "NONE").