SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: HENNESSY ADVISORS INC
Address: 7250 Redwood Blvd. Suite 200, Novato, CA 94945
Reporting Period: Quarter ended June 30, 2020
Filing Date: July 20, 2020
Signatory: Teresa M. Nilsen, President, Chief Operating Officer and Secretary
This filing is a Form 13F Holdings Report, detailing the equity securities held by the institutional investment manager. It is not a restatement or an amendment adding new entries.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financials of the management firm itself. Consequently, revenue, profit, cash flow, margins, debt, and liquidity metrics for Hennessy Advisors Inc. are not provided in this text.
Portfolio Metrics Reported:
- Total Value of Reported Holdings: $1,435,899,000 (1,435,899 thousands)
- Total Number of Holdings Entries: 258
- Other Included Managers: 0
Material Changes
The filing text does not provide comparative data against the prior quarter (March 31, 2020) or prior year periods. Therefore, material changes in portfolio value or composition cannot be determined from this document alone.
Guidance, Outlook, and Risks
This filing contains no management commentary, forward-looking guidance, risk factors, or discussion of contingencies. It is a statutory disclosure of current holdings.
Investor Verification Checklist
- Verify the total portfolio value of approximately $1.44 billion against the firm's latest 10-K or 10-Q for context on assets under management.
- Review the full Schedule 13F (not included in this summary) to analyze the specific 258 equity positions and sector allocation.
- Confirm if the 258 entries represent the firm's entire equity portfolio or if other managers report additional holdings (this report states "NONE" for other included managers).
- Note that this filing reflects holdings as of June 30, 2020, and does not reflect subsequent market movements or trading activity.