SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: HENNESSY ADVISORS INC
Address: 7250 Redwood Blvd. Suite 200, Novato, CA 94945
Reporting Period: Quarter ended June 30, 2016
Filing Date: August 3, 2016
Signatory: Teresa M. Nilsen, Executive Vice President and Chief Financial Officer
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It is not a financial statement of the manager's own operating performance.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financials (revenue, profit, cash flow) of the investment manager itself. The filing provides the following aggregate portfolio data:
- Total Value of Reported Holdings: $3,301,072,000 (3,301,072 thousands)
- Total Number of Holdings Entries: 268
- Other Included Managers: 0
Note: The filing text does not provide data on the manager's revenue, profit, cash flow, margins, debt, or liquidity.
Material Changes
The filing text does not provide comparative data for the prior period (March 31, 2016) or detail specific material changes in holdings. It only presents the snapshot of holdings as of June 30, 2016.
Guidance, Outlook, and Risks
Management Commentary: None provided in this filing type.
Guidance/Outlook: Not applicable.
Risks/Contingencies: The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness and that readers should not assume the information is accurate or complete.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $3.3 billion against the manager's public disclosures or other regulatory filings.
- Confirm the specific list of 268 equity holdings, which are detailed in the schedules (not included in the provided text summary).
- Note that this report covers only the holdings of Hennessy Advisors Inc. with no other managers included.
- Understand that this document does not reflect the financial health or profitability of Hennessy Advisors Inc. itself.