Business Context and Reporting Period
Company: Hennessy Advisors, Inc.
Filing Type: Form 8-K (Current Report)
Report Date: December 4, 2013
Reporting Period: Fiscal year ended September 30, 2013
This filing serves as a notification that the company issued a press release announcing its financial results for the fiscal year ended September 30, 2013. The actual earnings data is contained in the press release furnished as Exhibit 99.1, which is incorporated by reference.
Key Financial Metrics
The provided text does not contain specific numerical values for revenue, profit, cash flow, margins, debt, or liquidity. These figures are located in the referenced Exhibit 99.1 (Earnings release) and are not detailed within the body of this Form 8-K.
Material Changes
The filing does not explicitly detail material changes versus the prior comparable period. It only confirms the announcement of results for the fiscal year ended September 30, 2013.
Guidance, Outlook, and Risks
The text does not provide specific guidance, outlook, management commentary, risks, contingencies, or unusual items. These details are expected to be found in the full earnings release (Exhibit 99.1) referenced in Item 2.02.
Investor Verification Checklist
- Review Exhibit 99.1 (Earnings release issued December 4, 2013) for actual financial figures.
- Verify the specific revenue and net income figures for the fiscal year ended September 30, 2013.
- Check the earnings release for any updated guidance or forward-looking statements.
- Confirm if there were any significant one-time items affecting the fiscal year results.