SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: HENNESSY ADVISORS INC
Address: 7250 Redwood Blvd. Suite 200, Novato, CA 94945
Reporting Period: Quarter ended June 30, 2013
Filing Date: July 16, 2013
Signatory: Teresa M. Nilsen, Executive Vice President and Chief Financial Officer
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It does not contain financial statements regarding the manager's own operations.
Key Financial Metrics
Note: As a Form 13F filing, this document reports portfolio holdings rather than the manager's corporate financial performance (revenue, profit, cash flow, debt, or liquidity). The following metrics reflect the reported portfolio value:
- Total Value of Reported Holdings: $1,997,489,000 (1,997,489 thousands)
- Total Number of Holdings Entries: 295
- Number of Other Included Managers: 0
The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for Hennessy Advisors Inc. itself.
Material Changes
The filing text does not provide comparative data for the prior period (March 31, 2013) or detail specific material changes in holdings between periods. It only presents the snapshot of holdings as of June 30, 2013.
Guidance, Outlook, and Risks
Management Commentary: None provided in this filing type.
Guidance/Outlook: Not applicable.
Risks/Contingencies: The filing includes a standard disclaimer stating that the SEC has not reviewed the information and has not determined if it is accurate or complete. Readers should not assume the information is accurate or complete.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $2.0 billion against the manager's public disclosures or other regulatory filings.
- Confirm the specific list of 295 holdings, as the summary provided here only contains the aggregate count and value.
- Note that this filing covers only the reporting manager (Hennessy Advisors Inc.) with no other included managers.
- Understand that this document does not reflect the financial health (revenue, debt, etc.) of Hennessy Advisors Inc., only the assets under management reported for regulatory compliance.