Business Context and Reporting Period
Company: Coffee Holding Co., Inc.
Filing Type: Form 8-K (Current Report)
Date of Report: March 15, 2013
Reporting Period: The filing references a press release regarding results of operations for the three months ended January 31, 2013.
Key Financial Metrics
The filing text does not provide specific numerical values for revenue, profit, cash flow, margins, debt, or liquidity. These figures are contained within the press release furnished as Exhibit 99.1, which is referenced but not included in the provided text.
Material Changes and Other Events
- Executive Trading Plan: Andrew Gordon, President and CEO, intends to amend his Rule 10b5-1 trading plan during the next open trading window.
- Ownership: As of March 14, 2013, Mr. Gordon beneficially owned approximately 394,392 shares (6.2% of outstanding common stock).
- Proposed Sale: Under the amended plan, Mr. Gordon could sell up to 190,011 shares, subject to a minimum price threshold.
- Current Status: As of the filing date, all shares remain subject to the original trading plan, and trading may continue under those terms until the amendment is effective.
Guidance, Outlook, and Risks
The filing does not contain specific guidance, outlook, or management commentary regarding future financial performance. The document explicitly states that the information in Item 2.02 and Exhibit 99.1 is not deemed "filed" for purposes of Section 18 of the Exchange Act and shall not be incorporated by reference into other filings unless expressly stated.
Investor Verification Checklist
- Review Exhibit 99.1 (Press Release) for specific financial results for the three months ended January 31, 2013.
- Monitor future Form 4 or Form 144 filings to track actual transactions under Mr. Gordon's trading plan.
- Verify the specific minimum price threshold and terms of the amended trading plan once disclosed in future filings.