Business Context and Reporting Period
Company: Orion Energy Systems, Inc.
Filing Type: Form 8-K (Current Report)
Date of Report: June 3, 2015
Reporting Period: Specific event date of June 3, 2015.
Key Financial Metrics
This filing does not contain financial statements, revenue, profit, cash flow, margin, debt, or liquidity data. The document is a current report regarding a corporate listing change.
Material Changes
- Listing Transfer: The Company voluntarily ceased trading on the NYSE MKT and transferred its listing to the NASDAQ Capital Market.
- Trading Dates: The last day of trading on the NYSE MKT was June 12, 2015. Trading on the NASDAQ Capital Market commenced on June 15, 2015.
- Stock Symbol: The common stock continues to trade under the symbol "OESX".
Guidance, Outlook, and Risks
The filing does not provide financial guidance, management commentary on future performance, or specific risk factors beyond the operational change of the listing venue. The transfer was executed voluntarily and approved by the NASDAQ Capital Market.
Investor Verification Checklist
- Verify the stock symbol "OESX" is active on the NASDAQ Capital Market.
- Confirm the trading suspension on the NYSE MKT occurred on June 12, 2015.
- Review the attached press release (Exhibit 99.1) for any additional context regarding the strategic rationale for the transfer.