SEC Filing Summary: Wealthfront Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Wealthfront Inc., an institutional investment manager based in Redwood City, CA. The report covers the calendar quarter ended December 31, 2016, and was signed by Roy Adams, General Counsel, on March 9, 2017. The filing represents a complete holdings report for the manager.
Key Financial Metrics
As a Form 13F filing, this document discloses equity holdings rather than the company's own operational financials (revenue, profit, cash flow, or debt). The following metrics relate to the portfolio managed by Wealthfront:
- Total Portfolio Value: $4,435,137,000 (reported as 4,435,137 in thousands).
- Total Number of Holdings: 156 entries.
- Other Included Managers: 0 (No other managers are included in this report).
Note: The filing text does not provide values for revenue, profit, cash flow, margins, debt, or liquidity for Wealthfront Inc. itself, as these are not required in a 13F-HR.
Material Changes
The filing text does not provide comparative data for the prior period (e.g., Q3 2016) to calculate material changes in portfolio value or composition. The document serves as a snapshot of holdings at the end of the reporting period.
Guidance, Outlook, and Risks
Form 13F filings are statutory disclosures of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the reporting manager's business operations. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Key Facts for Investor Verification
- Verify the total assets under management (AUM) implied by the $4.4 billion reported equity holdings against Wealthfront's public disclosures or other regulatory filings.
- Confirm the specific composition of the 156 holdings to understand the manager's sector concentration and investment strategy.
- Note that this filing reflects only equity securities; it does not disclose fixed income, derivatives, or cash positions held by the manager.
- Check subsequent 13F filings to track changes in the portfolio value and holdings count over time.