WEALTHFRONT CORP INFORMATION TABLE, Q1 FY2016

Vollständiges Dokument

SEC Filing Summary: Form 13F Information Table

Business Context and Reporting Period

Company: Wealthfront Corp
Filing Type: Form 13F Information Table
Reporting Period: Quarter ended March 31, 2016
Context: This filing discloses the equity securities held by Wealthfront Corp, a registered investment adviser, as of the end of the first quarter of 2016. The table lists individual holdings, share counts, and market values for the portfolio managed by the firm.

Key Financial Metrics

Portfolio Composition: The filing details a diversified portfolio consisting of individual common stocks and Exchange Traded Funds (ETFs).
Top Individual Equity Holdings (by Value):

  • Facebook Inc (Class A): $28,601,000 (250,669 shares)
  • General Electric Co: $7,843,000 (246,707 shares)
  • AT&T Inc: $7,920,000 (202,193 shares)
  • Bank of America Corp: $2,723,000 (201,420 shares)
  • Exxon Mobil Corp: $9,969,000 (119,265 shares)
Top ETF Holdings (by Value):
  • Vanguard Tax Managed Intl Fd (FTSE Dev Mkt): $447,719,000 (12,478,239 shares)
  • Vanguard Intl Equity Index Fd (FTSE EMR Mkt): $453,659,000 (13,119,117 shares)
  • Schwab Strategic Tr Intl Eqty ETF: $166,232,000 (6,131,771 shares)
  • Vanguard Index Fds Total Stk Mkt: $419,721,000 (4,004,204 shares)
Voting Authority: The filing indicates "Sole" voting authority for all listed securities. No "Shared" or "None" voting authority is reported.

Material Changes

The filing text provided is a static snapshot of holdings as of March 31, 2016. It does not contain comparative data from the prior quarter (December 31, 2015) or year-over-year figures. Therefore, material changes in position size, new acquisitions, or divestitures cannot be determined from this document alone.

Guidance, Outlook, and Risks

Guidance and Outlook: Form 13F filings are historical disclosures of holdings and do not contain forward-looking guidance, earnings outlooks, or management commentary regarding future strategy.
Risks and Contingencies: The filing includes a standard SEC disclaimer stating that the Commission has not reviewed the information for accuracy or completeness. No specific risk factors or contingencies related to the portfolio are disclosed in this table.

Investor Verification Checklist

  • Total Assets Under Management (AUM): Verify the total portfolio value by summing the "Value" column, noting that this filing may represent only a portion of the firm's total AUM if other accounts are excluded.
  • Concentration Risk: Assess the weight of the top 10 holdings (particularly the large positions in Facebook, GE, and Vanguard ETFs) relative to the total portfolio.
  • Turnover Analysis: Compare this list against the Q4 2015 13F filing to calculate portfolio turnover and identify significant strategic shifts.
  • ETF Exposure: Verify the underlying assets of the large ETF positions (e.g., Vanguard Tax Managed Intl Fd) to understand the true sector and geographic exposure.
  • Valuation Accuracy: Confirm that the reported values reflect the closing market prices on March 31, 2016, as required by SEC regulations.