SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: Wealthfront Inc.
Reporting Period: Quarter ended September 30, 2014.
Filing Date: November 13, 2014.
Location: Palo Alto, CA.
Signatory: Brian Dennen, Chief Compliance Officer.
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It does not represent the financial performance of Wealthfront Inc. itself, but rather the assets under management or discretionary accounts held by the firm.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than corporate financial statements. Therefore, metrics such as revenue, profit, cash flow, margins, and debt are not applicable to this specific filing.
| Metric | Value |
|---|---|
| Total Number of Holdings Reported | 683 |
| Total Value of Reported Holdings | $1,444,994,000 (approx. $1.44 billion) |
| Other Included Managers | 0 |
Material Changes
The filing text provided contains only the summary page and cover sheet. It does not include the detailed schedule of holdings or comparative data from the prior quarter. Consequently, material changes in specific positions or total portfolio value versus the prior comparable period cannot be determined from this text.
Guidance, Outlook, and Risks
Form 13F filings are historical disclosures of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the reporting manager's business operations. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total value of holdings ($1.44 billion) against the firm's reported Assets Under Management (AUM) to understand the scope of discretionary equity exposure.
- Review the full Schedule 13F (not included in this text) to identify the top 10 holdings and sector concentration.
- Compare the number of holdings (683) with the prior quarter to assess changes in portfolio diversification or trading activity.
- Confirm that the "None" status for other included managers indicates Wealthfront Inc. is the sole reporting entity for these specific accounts.