SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Alibaba Group Holding Limited acting as an Institutional Investment Manager. The report covers the quarter ended September 30, 2020, and was signed on November 16, 2020, by Timothy A. Steinert, Company Secretary.
Note: This filing reports the investment portfolio held by Alibaba Group as a manager, not the operating financial results of Alibaba Group itself.
Key Financial Metrics
The filing provides aggregate data regarding the manager's reported holdings:
- Total Value of Reported Holdings: $1,219,173,000 (1,219,173 thousands)
- Total Number of Holdings Entries: 8
- Other Included Managers: 0
The filing text does not provide specific values for revenue, profit, cash flow, margins, debt, or liquidity for the reporting manager's portfolio or the underlying companies.
Material Changes
The filing text does not provide comparative data for the prior period (June 30, 2020) or detail specific material changes in holdings, values, or positions versus the previous quarter.
Guidance, Outlook, and Risks
Form 13F filings are statutory reports of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the manager's strategy or the underlying investments. The text includes a standard disclaimer that the SEC has not reviewed the information for accuracy.
Investor Verification Checklist
- Verify the specific 8 securities held by Alibaba Group in the detailed schedules (not included in this summary text) to understand the portfolio composition.
- Confirm whether the $1.22 billion total value represents the full scope of the manager's reportable assets or if other managers report additional holdings.
- Check subsequent filings to track changes in the 8 reported positions.
- Do not use this document to assess the operating performance of Alibaba Group Holding Ltd as a public company; refer to their 10-K or 20-F filings for that data.