SEC Filing Summary: Genworth Financial, Inc. (Form 13F-HR)
Business Context and Reporting Period
This filing is a Form 13F Holdings Report submitted by Genworth Financial, Inc., an institutional investment manager. The report covers the calendar quarter ended December 31, 2007, and was signed on February 12, 2008. The filing includes holdings managed by Genworth Financial, Inc. and one other included manager, Genworth Financial Asset Management, Inc. (File No. 28-11546).
Key Financial Metrics
As a 13F filing, this document reports equity holdings rather than the company's operational financial performance (revenue, profit, or cash flow). The following metrics reflect the portfolio managed by the firm:
- Total Portfolio Value: $2,556,090,000 (approx. $2.56 billion).
- Total Number of Holdings: 676 distinct entries.
- Top Holdings by Value:
- ISHARES TR 1-3 YR TRS BD S BD: $3,456,909,000 (Note: Value appears to be in thousands per column header, but total summary suggests aggregate value. Individual line items are in thousands. The largest single line item is ISHARES TR 1-3 YR TRS BD S BD at $3,456,909 thousand).
- ISHARES INC MSCI JAPAN: $3,396,226,000.
- EXPRESSJET HOLDINGS INC: $3,563,845,000.
- W HLDG CO INC: $1,756,507,000.
- AXCELIS TECHNOLOGIES INC: $1,777,368,000.
- Asset Classes: The portfolio is heavily weighted toward equity securities (common stock, ADRs) and equity-linked funds (ETFs, closed-end funds). Significant exposure exists in financials, technology, healthcare, and consumer discretionary sectors.
Material Changes vs. Prior Period
Not Applicable. This filing is a snapshot of holdings as of December 31, 2007. It does not contain comparative data against the prior quarter (September 30, 2007) or year-over-year changes. The document lists current positions but does not explicitly flag additions or deletions relative to the previous report.
Guidance, Outlook, and Risks
Not Applicable. Form 13F filings are regulatory disclosures of equity holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingency plans regarding the reporting manager's own business operations. The filing represents a static list of securities held at the end of the reporting period.
Investor Verification Checklist
- Portfolio Concentration: Verify the concentration risk in specific sectors, particularly the large positions in financials (e.g., Citigroup, Bank of New York Mellon) and technology (e.g., Cisco, Microsoft) given the 2007-2008 market context.
- ETF Exposure: Confirm the extent of exposure to passive index funds (e.g., iShares, Vanguard) versus active stock picking, as a significant portion of the value is held in ETFs.
- Valuation Timing: Note that values are reported as of the last trading day of the quarter (Dec 31, 2007); market volatility in early 2008 may have significantly altered these values.
- Manager Scope: Acknowledge that this report covers holdings for both Genworth Financial, Inc. and Genworth Financial Asset Management, Inc.