SEC Filing Summary: Carlyle Group Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR (Holdings Report) submitted by Carlyle Group Inc. for the quarter ended March 31, 2021. The report discloses the institutional investment manager's equity holdings as of the reporting date. The filing was signed by Jeffrey W. Ferguson, General Counsel, on May 14, 2021.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the company's operational financial performance (revenue, profit, cash flow, or debt). The following metrics are disclosed:
- Total Value of Reported Holdings: $13,215,757,000 (13,215,757 thousands).
- Number of Holdings Reported: 13 entries.
- Reporting Scope: This is a Combination Report, meaning a portion of holdings are reported here while others are reported by affiliated managers.
Material Changes and Affiliated Managers
The filing includes holdings managed by three other affiliated managers in addition to Carlyle Group Inc.:
- Carlyle Investment Management LLC (File No. 028-12429)
- CIM Global, L.L.C. (File No. 028-15024)
- Carlyle Global Credit Investment Management L.L.C. (File No. 028-18762)
Shared Discretion Note: Investment advisers affiliated with The Carlyle Group Inc. and Riverstone Holdings LLC exercise shared investment discretion regarding Liberty Oilfield Services Inc. and Talos Energy Inc. Consequently, the full amount for these securities is reported by both entities.
Exclusion Note: AlpInvest Partners B.V. is an indirectly wholly owned investment adviser, but The Carlyle Group Inc. does not participate in its investment decision-making; therefore, its holdings are not included in this report's decision-making scope.
Guidance, Outlook, and Risks
The filing text does not provide management commentary, financial guidance, outlook, or specific risk factors. Form 13F filings are strictly regulatory disclosures of long-term equity positions and do not contain operational forecasts or contingency details.
Investor Verification Checklist
- Verify the total reported value of $13.2 billion against the company's broader 10-Q or 10-K filings for the same period to understand the proportion of total assets under management represented here.
- Confirm the specific tickers and share counts for the 13 reported holdings, as the provided text only lists the aggregate value and count.
- Review separate 13F filings from Riverstone Holdings LLC to avoid double-counting the shared positions in Liberty Oilfield Services Inc. and Talos Energy Inc.
- Note that this report excludes AlpInvest Partners B.V. holdings due to lack of investment decision-making participation by Carlyle Group Inc.