SEC Filing Summary: Alphabet Inc. (Form 13F)
Business Context and Reporting Period
This filing is a Form 13F Information Table submitted by Alphabet Inc. for the reporting period ending September 30, 2016. The document discloses equity securities held by the company at the end of the quarter. It does not contain Alphabet's own financial performance data (revenue, profit, or cash flow) but rather details its investment portfolio.
Key Financial Metrics and Holdings
The filing lists specific equity positions held by Alphabet Inc. as of the reporting date. The total value of the disclosed positions in this excerpt is approximately $9,750,332. The specific holdings are:
| Issuer | Title of Class | Shares/Principal Amount | Value ($000s) | Voting Authority |
|---|---|---|---|---|
| Arris Intl Inc | SHS | 274,900 | 9,703,500 | Sole: 9,703,500 |
| LendingClub Corp | COM | 289 | 46,832 | Sole: 46,832 |
Note: Values are reported in thousands. The filing text does not provide Alphabet's consolidated revenue, profit, cash flow, debt, or liquidity metrics.
Material Changes
The provided text contains only a snapshot of holdings as of September 30, 2016. It does not include comparative data from the prior quarter or year, nor does it explicitly state material changes in position size versus the prior period.
Guidance, Outlook, and Risks
This Form 13F filing does not contain management commentary, future guidance, risk factors, or contingencies regarding Alphabet's operations. It is a regulatory disclosure of investment holdings only.
Investor Verification Checklist
- Verify the total value of Alphabet's investment portfolio by reviewing the complete Form 13F, as this text only shows two specific holdings.
- Confirm whether these positions represent new acquisitions or retained holdings from the previous quarter by comparing with the June 30, 2016 filing.
- Check Alphabet's 10-Q or 10-K filings for the quarter ended September 30, 2016, to obtain actual revenue, profit, and cash flow data, which are absent in this document.