SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: HENNESSY ADVISORS INC
Address: 7250 Redwood Blvd. Suite 200, Novato, CA 94945
Reporting Period: Quarter ended December 31, 2022
Filing Date: January 20, 2023
Signatory: Teresa M. Nilsen, President and Chief Operating Officer
This filing is a Form 13F Holdings Report, disclosing the equity securities held by the institutional investment manager. It does not contain financial statements regarding the manager's own operations (e.g., revenue, profit, or cash flow).
Key Financial Metrics
Note: As a Form 13F filing, this document reports portfolio holdings rather than the financial performance of the management firm itself. Therefore, metrics such as revenue, profit, margins, and debt are not applicable to this filing.
| Metric | Value |
|---|---|
| Total Number of Holdings Reported | 263 |
| Total Value of Reported Holdings | $1,522,081,000 (approx. $1.52 billion) |
| Number of Other Included Managers | 0 |
Material Changes
The filing text provided is a summary cover page and does not include the detailed schedule of holdings required to analyze specific material changes in positions (buys, sells, or holds) compared to the prior comparable period.
Guidance, Outlook, and Risks
Guidance and Outlook: Not applicable. Form 13F filings are historical disclosures of holdings and do not contain forward-looking guidance or management commentary on market outlook.
Risks and Contingencies: The filing includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness and that readers should not assume the information is accurate or complete.
Key Facts for Investor Verification
- Portfolio Size: Verify the total reported value of approximately $1.52 billion against the firm's total assets under management (AUM) to understand the scope of reported holdings.
- Holdings Detail: The summary lists 263 entries; investors must review the full Schedule 13F (not included in this text) to identify specific stock positions and concentration risks.
- Reporting Scope: Confirm whether this report covers all holdings or if other managers report portions of the portfolio (this filing indicates "NONE" for other included managers).
- Timeliness: The report was filed on January 20, 2023, which is within the standard 45-day window following the quarter-end.