Business Context and Reporting Period
Company: Freightcar America, Inc.
Filing Type: Form 8-K (Current Report)
Date of Report: October 1, 2009
Reporting Period: The filing addresses regulatory compliance status as of October 1, 2009, specifically regarding the Form 10-Q for the quarter ended June 30, 2009.
Key Financial Metrics
This filing does not contain financial statements, revenue, profit, cash flow, margin, debt, or liquidity data. The document is a regulatory notification regarding listing compliance.
Material Changes
Regulatory Status Change:
- Previous Status (August 19, 2009): Nasdaq notified the Company of non-compliance with Marketplace Rule 5250(c)(1) due to the delayed filing of the Form 10-Q for the quarter ended June 30, 2009.
- Current Status (October 1, 2009): Nasdaq notified the Company that it is now in compliance with Marketplace Rule 5250(c)(1) following the submission of the delayed Form 10-Q.
Guidance, Outlook, and Risks
Management Commentary: The filing contains no forward-looking guidance, outlook, or management commentary regarding operations or strategy.
Risks and Contingencies: The primary risk addressed was the potential loss of Nasdaq listing compliance due to late reporting, which has been resolved as of the report date. No other contingencies or unusual items are disclosed in this document.
Investor Verification Checklist
- Verify the content of the attached Exhibit 99.1 (Nasdaq Notification Letter) for specific conditions of compliance.
- Review the previously delayed Form 10-Q for the period ended June 30, 2009, to assess the financial impact of the delay.
- Confirm that no further regulatory actions or compliance issues have arisen subsequent to October 1, 2009.