SEC Filing Summary: B. Riley Financial, Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by B. Riley Financial, Inc., a registered investment adviser, for the reporting period ending June 30, 2024. The report was filed on August 14, 2024, and discloses the adviser's holdings in equity securities as required by the Securities Exchange Act of 1934.
Key Financial Metrics
The filing text does not provide a clear value for revenue, profit, cash flow, margins, debt, or liquidity. Form 13F-HR filings are designed to disclose portfolio holdings rather than the financial performance of the reporting entity itself. The document lists the total number of holdings as 16 and the aggregate value of the reported securities as $123,139,644.
Material Changes
The filing text does not provide a clear value for material changes versus the prior comparable period. This specific document excerpt contains only the header information and does not include the comparative schedule of purchases and sales required to analyze period-over-period changes.
Guidance, Outlook, and Risks
The filing text does not provide a clear value for guidance, outlook, management commentary, risks, contingencies, or unusual items. This form is a regulatory disclosure of asset ownership and does not contain forward-looking statements or risk assessments regarding the adviser's operations.
Investor Verification Checklist
- Verify the total aggregate value of reported securities ($123,139,644) against the full schedule of holdings.
- Confirm the specific equity positions and share counts for the 16 reported holdings, which are not detailed in this excerpt.
- Review the full filing to identify any new positions or significant changes in existing positions compared to the March 31, 2024, quarter.
- Check for any amendments or subsequent filings that may update the reported data.