SEC Filing Summary: Genworth Financial, Inc. (Form 13F-HR)
Business Context and Reporting Period
This filing is a Form 13F Holdings Report submitted by Genworth Financial, Inc., an institutional investment manager. The report covers the calendar quarter ended March 31, 2008, and was signed on May 05, 2008. The filing includes holdings managed by Genworth Financial, Inc. and one other included manager, Genworth Financial Asset Management, Inc.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the company's operational financial performance (revenue, profit, cash flow). The following metrics reflect the portfolio managed by the institution:
- Total Portfolio Value: $2,407,708,000 (approx. $2.41 billion).
- Total Number of Holdings: 753 distinct securities.
- Top Holdings by Value:
- Oracle Corp: $1,458,509,000
- ExpressJet Holdings Inc: $4,217,937,000 (Note: High share count of 4.2M suggests potential data anomaly or specific class reporting, value listed as $4.2M in thousands column context implies $4.2M, but share count is high. Re-evaluating column 4 "Value (x$1000)" vs Column 5 "Shrs". ExpressJet Value: 11,093 (thousands) = $11.1M. Shares: 4,217,937. Oracle Value: 28,528 (thousands) = $28.5M. Shares: 1,458,509. Correction based on standard 13F formatting: Column 4 is Value in thousands. Column 5 is Shares.
- Re-evaluated Top Holdings (Value in thousands):
- Oracle Corp: $28,528,000
- ExpressJet Holdings Inc: $11,093,000
- ISHARES TR 1-3 YR TRS BD: $184,326,000
- ISHARES INC MSCI JAPAN: $32,875,000
- ISHARES INC MSCI TAIWAN: $25,456,000
Note: The filing does not provide Genworth Financial's own corporate revenue, profit, debt, or liquidity metrics. It only discloses the assets under management for the reporting period.
Material Changes
The filing text does not provide comparative data for the prior quarter (December 31, 2007). Therefore, material changes in holdings, buy/sell activity, or portfolio composition versus the prior period cannot be determined from this document alone.
Guidance, Outlook, and Risks
Form 13F filings are historical disclosures of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingency plans regarding the reporting manager's business operations. No such information is present in this text.
Investor Verification Checklist
- Portfolio Concentration: Verify the concentration risk in the top 10 holdings, which include significant positions in technology (Oracle, Cisco, Microsoft) and fixed income ETFs (iShares).
- Asset Class Mix: Confirm the split between equity securities and fixed income/ETF holdings, as the portfolio contains substantial positions in municipal bond funds and treasury bond ETFs.
- Operational Performance: To assess Genworth Financial's own financial health (revenue, profit, debt), investors must consult the company's Form 10-Q or 10-K filings, as this 13F only reports investment holdings.
- Manager Attribution: Note that the report includes holdings for "Genworth Financial Asset Management, Inc." in addition to the primary filer.