SEC Filing Summary: Genworth Financial, Inc. (Form 13F-HR)
Business Context and Reporting Period
This filing is a Form 13F Holdings Report submitted by Genworth Financial, Inc., an institutional investment manager, for the calendar quarter ended December 31, 2005. The report was signed on February 10, 2006, by Patricia Merrill, Senior Counsel. The filing covers the manager's equity holdings and includes one other included manager: GE Private Asset Management, Inc. (File No. 28-11546).
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financial performance (revenue, profit, cash flow) of Genworth Financial itself. The following metrics reflect the reported investment portfolio:
- Total Portfolio Value: $1,649,913,000 (approx. $1.65 billion).
- Total Number of Holdings: 546 distinct entries.
- Top Holdings by Value:
- ISHARES INC MSCI JAPAN: $14,265,000 (1,055,114 shares)
- MITSUBISHI UFJ FINL GROUP: $14,560,000 (1,063,581 shares)
- ROYAL & SUN ALLIANCE INS: $10,717,000 (983,179 shares)
- PFIZER INC: $15,178,000 (650,872 shares)
- INTEL CORP: $14,450,000 (578,914 shares)
- Debt and Liquidity: Not applicable; this form does not report the filer's corporate debt or liquidity positions.
Material Changes
The filing text does not provide comparative data for the prior quarter (September 30, 2005). Consequently, material changes in holdings, additions, or deletions relative to the previous period cannot be determined from this document alone.
Guidance, Outlook, and Risks
Form 13F filings are statutory reports of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingency disclosures regarding the filer's business operations. The filing indicates that the manager has sole voting authority for the vast majority of reported positions.
Investor Verification Checklist
- Verify the total portfolio value of approximately $1.65 billion against the firm's total assets under management (AUM) to determine if this represents the entire portfolio or a specific segment.
- Confirm the relationship with the "Other Included Manager" (GE Private Asset Management, Inc.) to understand the scope of the reported holdings.
- Review the specific sector concentrations (e.g., significant holdings in Financials, Technology, and Healthcare) to assess portfolio risk exposure.
- Note that this filing does not reflect Genworth Financial's own insurance or mortgage operations; it reflects their investment activities as a manager.