SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: NICOLET BANKSHARES, INC.
Reporting Period: Quarter ended September 30, 2020.
Filing Date: October 27, 2020.
Report Type: 13F Holdings Report (Full holdings reported).
Location: Green Bay, WI.
Key Financial Metrics
Note: Form 13F-HR reports investment holdings, not the operating financial performance (revenue, profit, cash flow) of the reporting manager itself.
- Total Value of Reported Holdings: $288,253,000 (288,253 thousands).
- Total Number of Holdings: 192 entries.
- Other Included Managers: 0.
Material Changes
The filing text does not provide a clear value for material changes versus the prior comparable period. This form lists current holdings but does not explicitly detail period-over-period changes in the summary section provided.
Guidance, Outlook, and Risks
The filing text does not provide guidance, outlook, management commentary, risks, contingencies, or unusual items. Form 13F is a regulatory disclosure of equity holdings and does not contain forward-looking statements or operational risk analysis.
Investor Verification Checklist
- Verify the total value of $288.25 million against the company's latest 10-Q or 10-K to understand the proportion of assets under management.
- Review the full schedule of 192 holdings (not included in this summary text) to assess sector concentration and specific equity positions.
- Confirm that the reporting manager (Nicolet Bankshares) is acting solely as an investment manager for these specific accounts and not reporting its own corporate treasury holdings.