Business Context and Reporting Period
This filing is a Form 13F-HR submitted by UBS Group AG, an institutional investment manager, for the quarter ended June 30, 2023. The report was signed on July 31, 2023, by Andrew Johnson, Associate Director. It is a combination report covering holdings managed by UBS Group AG and nine other included managers, including UBS Asset Management Americas Inc, UBS O'Connor LLC, and Credit Suisse AG.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the issuer's operational financial performance (revenue, profit, cash flow, or margins). The filing provides the following aggregate data regarding the reported portfolio:
- Total Value of Reported Holdings: $296,144,567,635
- Total Number of Holdings Entries: 17,107
- Number of Other Included Managers: 9
The filing text does not provide data on UBS Group AG's corporate revenue, profit, debt, or liquidity, as this form is designed to disclose investment positions, not the manager's own financial statements.
Material Changes
The filing text does not provide comparative data for the prior period (e.g., March 31, 2023) to calculate material changes in holdings value or composition. The document lists the current state of holdings as of June 30, 2023, but does not explicitly detail additions, deletions, or net changes versus the previous quarter within the provided text.
Guidance, Outlook, and Risks
This filing contains no management commentary, forward-looking guidance, or specific risk factors related to UBS Group AG's business operations. The only risk disclosure present is the standard SEC disclaimer stating that the Commission has not reviewed the information for accuracy or completeness and that readers should not assume the information is accurate or complete.
Important Facts for Investors to Verify
- Verify the total reported value of $296.1 billion against the sum of individual holdings in the full schedule to ensure data integrity.
- Confirm the scope of the "Combination Report" to understand which specific entities (e.g., Credit Suisse AG, UBS Asset Management Americas Inc) are included in this aggregate figure.
- Note that this filing reflects equity holdings only and does not represent the total assets under management (AUM) or the balance sheet of UBS Group AG.
- Check subsequent filings for the third quarter of 2023 to analyze trends in portfolio composition.