SEC Filing Summary: UBS Group AG (Form 13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by UBS Group AG, an institutional investment manager, for the quarter ended March 31, 2018. The report discloses equity holdings managed by UBS Group AG and three other included managers: UBS Financial Services Inc., UBS Swiss Financial Advisors AG, and UBS AG New York Branch. The filing was signed on May 15, 2018.
Key Financial Metrics
As a Form 13F filing, this document reports portfolio holdings rather than the operating financial performance of UBS Group AG itself. Consequently, the filing does not provide data on revenue, profit, cash flow, margins, debt, or liquidity for the company.
- Total Value of Reported Holdings: $231,637,477,000 (231,637,477 thousands)
- Total Number of Holdings Entries: 13,432
- Number of Included Managers: 3 (in addition to the primary filer)
Material Changes
The filing text does not provide a comparative analysis of holdings versus the prior period (December 31, 2017). It lists the aggregate value and count of holdings as of the reporting date but does not explicitly detail additions, deletions, or net changes in specific positions within this summary text.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the business operations of UBS Group AG. It is a statutory disclosure of securities held.
Key Facts for Investor Verification
- Verify the total reported portfolio value of approximately $231.6 billion against the firm's total assets under management (AUM) to understand the scope of this specific report.
- Note that this report aggregates holdings across multiple UBS entities (including UBS Asset Management Americas and UBS O'Connor LLC), not just the parent company.
- Recognize that this document does not reflect UBS Group AG's own financial health, earnings, or debt levels; those metrics are found in 10-K or 10-Q filings.
- Confirm the filing date (May 15, 2018) to ensure the data reflects the Q1 2018 period accurately.