SEC Filing Summary: UBS Group AG (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by UBS Group AG, an institutional investment manager based in Zurich, Switzerland. The report covers the calendar quarter ended March 31, 2015. The filing was signed by Anthony DeFilippis, Executive Director, on May 14, 2015.
Key Financial Metrics
As a Form 13F-HR, this document reports equity holdings rather than the issuer's operational financial performance. Consequently, revenue, profit, cash flow, margins, debt, and liquidity metrics for UBS Group AG are not provided in this filing.
Key portfolio metrics reported include:
- Total Value of Reported Holdings: $144,826,421,000 (144,826,421 thousands)
- Total Number of Holdings Entries: 15,013
- Other Included Managers: 3
Material Changes and Included Managers
This report aggregates holdings for UBS Group AG and three other included managers:
- UBS Financial Services Inc. (File No. 028-11496)
- UBS Swiss Financial Advisors AG (File No. 028-11603)
- UBS AG, New York Branch (File No. 028-07344)
The filing text does not provide a comparative table of holdings versus the prior quarter; therefore, specific material changes in position size or composition cannot be determined from this summary page alone.
Guidance, Outlook, and Risks
Form 13F filings are regulatory disclosures of long-only equity positions and do not contain management guidance, future outlook, risk factors, or commentary on contingencies. The filing includes a standard disclaimer that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of approximately $144.8 billion against the full schedule of holdings to confirm asset allocation.
- Review the detailed schedules (not included in this summary) to identify top 10 holdings and sector concentration.
- Confirm the specific breakdown of holdings attributed to the three included managers versus the primary filer.
- Note that this filing does not reflect UBS Group AG's own financial health, earnings, or debt levels; refer to 10-K or 10-Q filings for operational metrics.