SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
Reporting Manager: WESTWOOD HOLDINGS GROUP INC
Reporting Period: Quarter ended September 30, 2014
Filing Date: November 13, 2014
Location: Dallas, TX
Signatory: Tiffany B. Kice, Chief Financial Officer
This filing is a Form 13F Holdings Report submitted by an institutional investment manager. It discloses equity securities held by the manager and two other included managers (Westwood Management Corp. and Westwood International Advisors Inc.).
Key Financial Metrics
Note: Form 13F filings disclose portfolio holdings and do not report the operating financials (revenue, profit, cash flow) of the investment manager itself.
- Total Value of Reported Holdings: $12,706,170,000 (12,706,170 thousands)
- Total Number of Holdings Entries: 322
- Number of Other Included Managers: 2
Material Changes
The filing text does not provide comparative data against the prior period (June 30, 2014) to determine material changes in holdings or total portfolio value. This document represents a snapshot of holdings as of the reporting date.
Guidance, Outlook, and Risks
Guidance and Outlook: Not applicable. Form 13F is a regulatory disclosure of past holdings and does not contain forward-looking guidance or management commentary on future performance.
Risks and Contingencies: The filing includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness and that readers should not assume the information is accurate or complete.
Key Facts for Investor Verification
- Verify the total portfolio value of approximately $12.7 billion against the manager's public disclosures or other regulatory filings.
- Confirm the inclusion of the two subsidiary managers (Westwood Management Corp. and Westwood International Advisors Inc.) in the aggregate reporting.
- Note that this filing lists equity holdings only and does not disclose derivatives, fixed income, or cash positions.
- Check subsequent filings to track changes in the 322 reported positions.