Asset Management Stocks

Western Asset High Yield Opportunity Fund Inc. Common Stock

Neuberger High Yield Strategies Fund Inc. Common Stock

First Trust Enhanced Equity Income Fund Common Shares of Beneficial Interest

NYLI CBRE Global Infrastructure Megatrends Term Fund Common Shares

Royce Global Trust, Inc. Common Stock

Royce Small-Cap Trust, Inc. Common Stock

Western Asset Global Corporate Opportunity Fund Inc. Common Stock

Source Capital, Inc. Cmn Shs of BI

NYLI MacKay DefinedTerm Muni Opportunities Fund Common Shares

Nuveen Dow 30SM Dynamic Overwrite Fund of Beneficial Interest

Associated Capital Group Inc

Citigroup Capital XIII 7.875% Fixed rate Floating Rate trust Pr

KKR Group Finance Co. IX LLC 4.625% Subordinated Notes due 2061

KKR & Co. Inc. 6.25% Series D Mandatory Convertible Preferred S

KKR & Co. Inc. 6.875% Subordinated Notes due 2065

Apollo Global Management, Inc. 7.625% Fixed-Rate Resettable Junior Subordinated Notes due 2053

Apollo Global Management, Inc. 6.75% Series A Mandatory Convert

State Street Corporation Depositary shares, each representing a

Ares Management Corporation 6.75% Series B Mandatory Convertibl

Northern Trust Corporation - Depositary Shares Each Representing a 1/1,000th Interest in a Share of Series E Non-Cumulative Perpetual Preferred Stock