Clean Energy Technologies, Inc. (CETY) - Form 8-K Summary
Business Context and Reporting Period
This Current Report on Form 8-K was filed by Clean Energy Technologies, Inc. on December 2, 2025, covering events occurring between November 21, 2025, and December 1, 2025. The company is incorporated in Nevada and trades on The Nasdaq Stock Market LLC under the symbol CETY.
Key Financial Metrics and Capital Structure Changes
The filing details significant unregistered sales of equity securities involving the conversion of debt and the exercise of warrants. No revenue, profit, cash flow, or margin data is provided in this specific filing.
- Debt Conversions: The company converted approximately $655,095.64 in principal, interest, and fees from convertible promissory notes into common stock.
- Warrant Exercises: The company issued shares pursuant to the cashless exercise of warrants.
- Total Shares Issued: A total of 2,182,282 shares of common stock were issued during the reporting period.
Material Changes and Transaction Details
The primary material change is the reduction of debt obligations and the corresponding increase in outstanding share count through the following transactions:
- November 21, 2025: Issued 152,000 shares to Mast Hill Fund, L.P. for $150,950.59 in note conversion.
- November 25, 2025: Issued 75,132 shares to Pacific Pier Capital II, LLC for $72,164.29 in note conversion.
- November 25, 2025: Issued 252,884 shares to Mast Hill Fund, L.P. for $242,890.02 in note conversion.
- November 25, 2025: Issued 90,773 shares to Mast Hill Fund, L.P. for $87,185.92 in note conversion.
- November 26, 2025: Issued 1,264,420 shares to Mast Hill Fund, L.P. via cashless warrant exercise.
- December 1, 2025: Issued 195,867 shares to Mast Hill Fund, L.P. via cashless warrant exercise.
- December 1, 2025: Issued 106,097 shares to Pacific Pier Capital II, LLC for $101,904.82 in note conversion.
- December 1, 2025: Issued 141,009 shares to Mast Hill Fund, L.P. via cashless warrant exercise.
All transactions were executed under Section 3(a)(9) of the Securities Act of 1933, as no additional consideration was paid and no remuneration was provided for solicitation.
Guidance, Outlook, and Risks
The filing does not contain management commentary, forward-looking guidance, or specific risk factors beyond the standard disclosure of unregistered securities sales. The filing does not provide a clear value for current liquidity, total debt remaining, or future operational outlook.
Investor Verification Checklist
- Verify the updated total number of outstanding shares of common stock following the issuance of 2,182,282 new shares.
- Confirm the remaining principal balance on the convertible promissory notes held by Mast Hill Fund, L.P. and Pacific Pier Capital II, LLC.
- Review the company's most recent 10-Q or 10-K to assess the impact of these equity issuances on earnings per share (EPS) dilution.
- Check for any subsequent filings regarding the registration rights or resale restrictions on the newly issued shares.