SEC Filing Summary: Form 13F-HR
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Citizens Financial Group Inc (Reporting Manager) for the quarter ended June 30, 2026. The report was signed on August 7, 2026, by David P. Russell, Senior Vice President. It is a combination report that includes holdings for two other managers: Citizens Bank, National Association, and Citizens Private Wealth, LLC.
Key Financial Metrics
As a Form 13F filing, this document reports equity holdings rather than the operating financial performance of the reporting manager. Key metrics from the filing include:
- Total Value of Reported Holdings: $8,300,268,168
- Total Number of Holdings Entries: 1,257
- Number of Included Managers: 2 (in addition to the primary filer)
Note: This filing does not contain data on Citizens Financial Group Inc's own revenue, profit, cash flow, margins, debt, or liquidity. Those metrics are found in the company's 10-Q or 10-K filings.
Material Changes
The filing text provided does not contain comparative data from the prior quarter (March 31, 2026) or year-over-year figures. Therefore, material changes in portfolio composition or value cannot be determined from this document alone.
Guidance, Outlook, and Risks
Form 13F filings are statutory reports of holdings and do not include management commentary, forward-looking guidance, risk factors, or contingencies regarding the reporting manager's business operations.
Investor Verification Checklist
- Verify the total portfolio value of $8.3 billion against the company's most recent 10-Q to understand the proportion of assets managed versus total corporate assets.
- Confirm the specific equity positions within the 1,257 entries to assess concentration risk or sector exposure.
- Review the separate 13F filings for Citizens Bank, National Association, and Citizens Private Wealth, LLC to ensure a complete view of the group's total reported holdings.
- Check the filing date (August 7, 2026) to ensure it meets the regulatory deadline for the June 30, 2026 quarter.