SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager, for the quarter ended December 31, 2023. The report was signed on February 9, 2024, by Corey G. Prestidge, Executive Vice President, General Counsel, and Secretary. The filing covers the investment holdings of Hilltop Holdings Inc. and four other included managers: PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, and Hilltop Securities Inc.
Key Financial Metrics
As a Form 13F filing, this document reports investment portfolio holdings rather than the operating financial performance (revenue, profit, cash flow) of the reporting entity itself. The filing provides the following aggregate portfolio metrics:
- Total Portfolio Value: $882,109,627
- Total Number of Holdings: 934
- Number of Included Managers: 4
The filing text does not provide data on revenue, profit, margins, debt, or liquidity for Hilltop Holdings Inc. or its subsidiaries.
Material Changes
The filing text does not provide comparative data for the prior period (September 30, 2023) to calculate material changes in portfolio value or composition. The document lists the current holdings but does not explicitly detail additions, deletions, or net changes versus the previous quarter.
Guidance, Outlook, and Risks
Form 13F filings are statutory reports of holdings and do not contain management commentary, forward-looking guidance, risk factors, or contingency disclosures. The filing includes a standard disclaimer stating that the SEC has not reviewed the information for accuracy or completeness.
Investor Verification Checklist
- Verify the total portfolio value of $882,109,627 against the sum of individual security values in the full schedule.
- Confirm the specific holdings and concentration risks within the 934 reported entries.
- Review the separate 13F filings for the four included managers (PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, Hilltop Securities Inc.) to understand the full scope of the group's investments.
- Note that this filing does not reflect the operating financial health of Hilltop Holdings Inc.; refer to Form 10-Q or 10-K for revenue and earnings data.