SEC Filing Summary: Hilltop Holdings Inc. (13F-HR)
Business Context and Reporting Period
This filing is a Form 13F-HR submitted by Hilltop Holdings Inc., an institutional investment manager, for the quarter ended March 31, 2023. The report was signed on May 15, 2023, by Corey G. Prestidge, Executive Vice President, General Counsel, and Secretary. The filing covers the investment holdings of Hilltop Holdings Inc. and four other included managers: PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, and Hilltop Securities Inc.
Key Financial Metrics
As a Form 13F-HR, this document reports equity holdings rather than the operating financial performance of the reporting entity. Consequently, the filing does not provide data on revenue, profit, cash flow, margins, debt, or liquidity for Hilltop Holdings Inc. itself.
Key portfolio metrics reported include:
- Total Number of Holdings: 829 entries.
- Total Value of Reported Holdings: $761,192,614.
- Number of Included Managers: 4 additional managers besides the primary filer.
Material Changes
The filing text does not provide comparative data for the prior period (December 31, 2022) or detail specific material changes in holdings, such as purchases or sales, within the summary section provided.
Guidance, Outlook, and Risks
This filing type does not contain management commentary, forward-looking guidance, risk factors, or contingencies regarding the company's future operations. It is a statutory disclosure of current equity positions.
Investor Verification Checklist
- Verify the total portfolio value of $761,192,614 against the company's most recent 10-Q or 10-K to understand the proportion of assets managed versus owned.
- Confirm the specific equity positions within the 829 reported entries to assess concentration risk.
- Note that this filing reflects holdings as of March 31, 2023, and does not reflect subsequent trading activity.
- Review the list of included managers to ensure all relevant entities under the Hilltop umbrella are accounted for in the aggregate value.